Short version is a checkbox PDF that complies with license law (aka good for checking that box with the LLR staffer).

Long version is an editable document. So, you can tailor to your brokerage’s needs.

The links are on the SCR legal page and are updated periodically.

Hotline usually hears from a BIC searching for these links on and they can be slightly challenging to find in a cold search.

SCR website will be updated in the future and discussions about making these links easier to find are ongoing.

Posted by: Byron King on 7/15/21 (This information is only accurate as of 7/15/21. You must contact SCR for updates and changes to this information after 7/15/21 as laws and regulations may change over time. SCR 803-772-5206 or email info at or email byron at